Securities Law Advisory

Securities Law Advisory

Advisory support on securities laws and regulatory compliance, covering SEBI regulations, listing obligations, disclosures, corporate actions, and corporate governance requirements. The focus is on ensuring timely compliance, clear documentation, and structured processes, helping organisations manage regulatory responsibilities smoothly while reducing legal and compliance risks.

Periodic Compliances

  Quarterly and Half-Yearly
  • Integrated Financial
  • Shareholding Pattern
  • Integrated Governance Report
  • Reconciliation of Share Capital Audit 
   Annual
  •   Integrated Financial
  • Shareholding Pattern
  •  Integrated Governance Report
  • Reconciliation of Share Capital Audit
  • Annual Secretarial Compliance Report
  • AGM Compliances

SEBI lODR (listing obligations & disclosure requirements) compliances

Continuous / Event-Based Compliances
  • Intimation of Board Meetings
  • Disclosure of Price Sensitive Information (material events)
  • Intimation of Change in Key Managerial Personnel
  • Disclosure of Related Party Transactions
  • Change in Shareholding of Promoters / Directors
  • Dividend Declaration and Payment
  • Submission of Annual Secretarial Compliance Report
Corporate Governance Compliances
  • Constitution of Committees (Audit, Nomination & Remuneration, Stakeholders Relationship, Risk Management)
  • Board composition requirements (Independent directors, woman director, KMPs)
  • Disclosure of Directors’ remuneration
  • Quarterly reporting on compliance with corporate governance norms
  • Submission of board meeting resolutions and minutes
Other Key Compliances
  • Insider trading compliance under SEBI (Prohibition of Insider Trading) Regulations, 2015
  • Takeover code compliance under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  • Debenture trustee reporting (for debt-listed companies)
  • Compliance with SEBI (Depositories and Participants) Regulations, 2018
  • Compliance with SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
  • Compliance with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015